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Advisor at WAVERLY ADVISORS, LLC
BIRMINGHAM, AL | Dayton, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WAVERLY ADVISORS, LLC | Independent wealth | Jan 14, 2025 | n/a | yes | Dayton, OH|BIRMINGHAM, AL | Current employment |
| BUCKINGHAM FINANCIAL GROUP, INC. | Former SEC adviser | Aug 15, 2022 | Mar 6, 2025 | no | DAYTON, OH | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 11, 2018 | Mar 10, 2022 | no | Miamisburg, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BUCKINGHAM FINANCIAL GROUP, INC. | WAVERLY ADVISORS, LLC | Mar 6, 2025 | Jan 14, 2025 | -51 | Firm change after gap | Other |
| UBS FINANCIAL SERVICES INC. | BUCKINGHAM FINANCIAL GROUP, INC. | Mar 10, 2022 | Aug 15, 2022 | 158 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 117982:115332:OH:2025-03-06 | Mar 6, 2025 | Jan 14, 2025 | DAYTON, OH | Firm change after gap |