DFX Intelligence

T••••• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

T••••• D•••••••••

Advisor at P•••••••• S••••••••• I•••

CENTERVILLE, OH

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Search this name across graphsid dfx:ria:d2914b96-f88f-28c6-3bd8-a210bfe8c540

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 10, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 3, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• S••••••••• I•••	Bd affiliated wealth	Oct 4, 2022	n/a	yes	CENTERVILLE, OH	Current employment
M•••• C••••••• A••••••• S••••••	Bd affiliated wealth	Jul 13, 2017	Oct 12, 2022	no	BELLEFONTAINE, OH\|Lebanon, OH\|PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• C••••••• A••••••• S••••••	P•••••••• S••••••••• I•••	Oct 12, 2022	Oct 4, 2022	-8	Firm change	Ibd to ibd
B••••••••• F•••••••• G••••• I•••	B••••••••• C•••••• M••••••••• I•••	May 4, 2017	Feb 10, 2017

Relationships

Registered with (6)

→ P•••••••• S••••••••• I•••Registered adviserregistration: current employment
Oct 4, 2022 to presentfactForm ADV
→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: previous registration
Jul 13, 2017 to Oct 12, 2022factForm ADV
→ B••••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Feb 10, 2017 to May 4, 2017factForm ADV
→ B••••••••• C•••••• M••••••••• I•••

Dated events

Occurred
Oct 12, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d2914b96-f88f-28c6-3bd8-a210bfe8c540
First observed: May 10, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.