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Advisor at PASADENA PRIVATE WEALTH, LLC
Honolulu, HI | PASADENA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PASADENA PRIVATE WEALTH, LLC | Independent wealth | Apr 16, 2025 | n/a | yes | Honolulu, HI|PASADENA, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 23, 2018 | Jun 6, 2019 | no | HONOLULU, HI | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 25, 2001 | Jun 7, 2017 | no | HONOLULU, HI|HONOLULU, HI|HAGATNA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | PASADENA PRIVATE WEALTH, LLC | Jun 6, 2019 | Apr 16, 2025 | 2,141 | Firm change after gap | Wirehouse to RIA |