DFX Intelligence

M•••• C••••••• P•••••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

M•••• C••••••• P•••••• L•••••••

Advisor at M••• F•••••••• L••• D•••••

GLENDALE, CA

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Search this name across graphsid dfx:ria:980c5c24-0904-8462-0057-61b67968c7bb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 25, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••• F•••••••• L••• D•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 22, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••• F•••••••• L••• D•••••	Independent wealth	Aug 21, 2018	n/a	yes	GLENDALE, CA	Current employment
R•••••• I•••••••••	Asset manager	Apr 30, 2008	Jul 30, 2018	no	NEW YORK, NY\|SEATTLE, WA\|SANTA MONICA, CA\|Marina Del Rey, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• I•••••••••	M••• F•••••••• L••• D•••••	Jul 30, 2018	Aug 21, 2018	22	Firm change	Other
L•••• A••••• • C•• L••	R•••••• I•••••••••	Apr 28, 2008	Apr 30, 2008

Relationships

Registered with (3)

→ M••• F•••••••• L••• D•••••Registered adviserregistration: current employment
Aug 21, 2018 to presentfactForm ADV
→ R•••••• I•••••••••Registered adviserregistration: previous registration
Apr 30, 2008 to Jul 30, 2018factForm ADV
→ L•••• A••••• • C•• L••Registered adviserregistration: previous registration
Sep 25, 2006 to Apr 28, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:980c5c24-0904-8462-0057-61b67968c7bb
First observed: Sep 25, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.