RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• C••••••• P•••••• L•••••••
- M••• F•••••••• L••• D••••• independent RIA currentsince Aug 21, 2018 · Glendale, Ca
- R•••••• I••••••••• asset m•••gerApr 30, 2008 to Jul 30, 2018 · New York, Ny
- L•••• A••••• • C•• L•• asset m•••gerSep 25, 2006 to Apr 28, 2008 · Jersey City, Nj
- R•••••• I••••••••• to M••• F•••••••• L••• D•••••left Jul 30, 2018, registered Aug 21, 2018 (22 days) · Other
- L•••• A••••• • C•• L•• to R•••••• I•••••••••left Apr 28, 2008, registered Apr 30, 2008 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address