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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

KEVIN JOHN KOCSIS

Advisor at PEAK WEALTH SOLUTIONS

PEPPER PIKE, OH

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Search this name across graphsid dfx:ria:9836f2bc-1325-abab-976d-b45d47fd0cda

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 12, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PEAK WEALTH SOLUTIONS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 19, 2016
First registration: Aug 12, 2010
Dual registered: yes, broker-dealer
IAPD individual key: 5416977

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PEAK WEALTH SOLUTIONS	Independent wealth	Jan 2, 2026	n/a	yes	PEPPER PIKE, OH	Current employment
MORGAN STANLEY	Wirehouse	Feb 7, 2022	Jun 10, 2025	no	Denver, CO\|Denver, CO\|Denver, CO\|Denver, CO	Previous registration
USI SECURITIES, INC.	No RAUM reported	Aug 10, 2020	Dec 31, 2021	no	Denver, CO\|GLASTONBURY, CT\|Greenwood Village, CO\|Greenwood Village, CO	Previous registration
CBIZ INVESTMENT ADVISORY SERVICES, LLC	Institutional manager	Apr 26, 2018	Jul 6, 2020	no	Denver, CO\|CLEVELAND, OH	Previous registration
CBIZ RETIREMENT PLAN ADVISORY SERVICES	Institutional manager	Aug 12, 2010	Jul 6, 2020	no	INDEPENDENCE, OH\|Denver, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	PEAK WEALTH SOLUTIONS	Jun 10, 2025	Jan 2, 2026	206	Firm change	Wirehouse to RIA
USI SECURITIES, INC.	MORGAN STANLEY	Dec 31, 2021	Feb 7, 2022	38	Firm change	Other
CBIZ RETIREMENT PLAN ADVISORY SERVICES	CBIZ INVESTMENT ADVISORY SERVICES, LLC	Jul 6, 2020	Apr 26, 2018	-802	Channel change	Other
CBIZ INVESTMENT ADVISORY SERVICES, LLC	USI SECURITIES, INC.	Jul 6, 2020	Aug 10, 2020	35	Firm change	Other

Relationships

Registered with (5)

→ PEAK WEALTH SOLUTIONSRegistered adviserregistration: current employment
Jan 2, 2026 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Feb 7, 2022 to Jun 10, 2025factForm ADV
→ USI SECURITIES, INC.Registered adviserregistration: previous registration
Aug 10, 2020 to Dec 31, 2021factForm ADV
→ CBIZ RETIREMENT PLAN ADVISORY SERVICESRegistered adviserregistration: previous registration
Aug 12, 2010 to Jul 6, 2020factForm ADV
→ CBIZ INVESTMENT ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 26, 2018 to Jul 6, 2020factForm ADV

Dated events

Occurred
Jun 10, 2025
Advisor changed firm
Kevin John Kocsis left Morgan Stanley for Peak Wealth Solutions (registered 2026-01-02)
Form ADVobserved 4 days ago