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Advisor at LPL FINANCIAL LLC
FERNANDINA BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 8, 2021 | n/a | yes | FERNANDINA BEACH, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 24, 2015 | Oct 25, 2021 | no | JACKSONVILLE, FL|CHARLOTTE, NC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Apr 24, 2013 | Sep 1, 2015 | no | MEDFORD, OR | Previous registration |
| HARFST AND ASSOCIATES, INC. | Independent wealth | May 24, 2012 | Apr 10, 2013 | no | SHERIDAN, WY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LPL FINANCIAL LLC | Oct 25, 2021 | Nov 8, 2021 | 14 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 1, 2015 | Sep 24, 2015 | 23 | Firm change | Wirehouse to wirehouse |
| HARFST AND ASSOCIATES, INC. | WELLS FARGO ADVISORS | Apr 10, 2013 | Apr 24, 2013 | 14 | Firm change | Other |