DFX Intelligence

D•••••• M•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

D•••••• M•••••• S••••••

Advisor at T••••• A••••••• S•••••••• I•••

WINTER PARK, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:985b694e-2e52-97d1-9ef7-8e21a3312541

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 3, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 20, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Jul 8, 2025	n/a	yes	WINTER PARK, FL	Current employment
I••• W••••• M••••••••• L••	n/a	Dec 21, 2017	Jul 30, 2025	no	WINTER PARK, FL\|Winter Park, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••• W••••• M••••••••• L••	T••••• A••••••• S•••••••• I•••	Jul 30, 2025	Jul 8, 2025	-22	Firm change	Other
P••••••• W••••• P•••••••	I••• W••••• M••••••••• L••	Jan 11, 2018	Dec 21, 2017

Relationships

Registered with (6)

→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Jul 8, 2025 to presentfactForm ADV
→ I••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 21, 2017 to Jul 30, 2025factForm ADV
→ P••••••• W••••• P•••••••Registered adviserregistration: previous registration
Oct 20, 2016 to Jan 11, 2018factForm ADV
→ C•••••• W••••• M•••••••••Registered adviser

Dated events

Occurred
Jul 30, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:985b694e-2e52-97d1-9ef7-8e21a3312541
First observed: Apr 3, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.