RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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D•••••• M•••••• S••••••
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Jul 8, 2025 · Winter Park, Fl
- I••• W••••• M••••••••• L•• unclassifiedDec 21, 2017 to Jul 30, 2025 · Winter Park, Fl
- P••••••• W••••• P••••••• formerOct 20, 2016 to Jan 11, 2018 · Winter Park, Fl
- C•••••• W••••• M••••••••• formerOct 9, 2012 to Jan 3, 2017 · Winter Park, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 31, 2012 · Winter Park, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 3, 2009 to Jun 1, 2009 · Winter Park, Fl
- I••• W••••• M••••••••• L•• to T••••• A••••••• S•••••••• I•••left Jul 30, 2025, registered Jul 8, 2025 (-22 days) · Other
- P••••••• W••••• P••••••• to I••• W••••• M••••••••• L••left Jan 11, 2018, registered Dec 21, 2017 (-21 days) · Other
- C•••••• W••••• M••••••••• to P••••••• W••••• P•••••••left Jan 3, 2017, registered Oct 20, 2016 (-75 days) · Other
- M••••• S•••••• to C•••••• W••••• M•••••••••left Oct 31, 2012, registered Oct 9, 2012 (-22 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- D•••••• M•••••• S•••••• left I••• W••••• M••••••••• L•• for T••••• A••••••• S•••••••• I••• (registered 2025-07-08)Jul 30, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address