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Advisor at FONTE FINANCIAL ADVISORS
CARLSBAD, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FONTE FINANCIAL ADVISORS | Independent wealth | Aug 3, 2021 | n/a | yes | CARLSBAD, CA | Current employment |
| ADVISORY SERVICES NETWORK | Independent wealth | Oct 26, 2015 | Mar 31, 2021 | no | San Diego, CA|ATLANTA, GA|Carlsbad, CA | Previous registration |
| SOURCE FINANCIAL ADVISORS, LLC | Former SEC adviser | Apr 30, 2015 | Oct 6, 2015 | no | SAN DIEGO, CA|NEW YORK, NY | Previous registration |
| PACIFIC WEALTH MANAGEMENT | Independent wealth | Mar 27, 2013 | Mar 27, 2015 | no | SAN DIEGO, CA | Previous registration |
| GIRARD SECURITIES, INC. | Former SEC adviser | Aug 10, 2006 | Mar 27, 2015 | no | SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVISORY SERVICES NETWORK | FONTE FINANCIAL ADVISORS | Mar 31, 2021 | Aug 3, 2021 | 125 | Firm change | RIA to RIA |
| SOURCE FINANCIAL ADVISORS, LLC | ADVISORY SERVICES NETWORK | Oct 6, 2015 | Oct 26, 2015 | 20 | Firm change | Other |
| PACIFIC WEALTH MANAGEMENT | SOURCE FINANCIAL ADVISORS, LLC | Mar 27, 2015 | Apr 30, 2015 | 34 | Firm change | Other |
| GIRARD SECURITIES, INC. | PACIFIC WEALTH MANAGEMENT | Mar 27, 2015 | Mar 27, 2013 | -730 | Firm change after gap | Other |