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RG FINANCIAL, LLC, CRD 311162
CARLSBAD, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JUSTIN ANTHONY RECKERS | Certified Financial Planner | CARLSBAD, CA | 5 | 20 | 4 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BOZANIC, SANDRA, MARIE | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | C | yes | 03/2021 | Feb 19, 2021 | Mar 28, 2024 |
| RECKERS, JUSTIN, ANTHONY | MANAGING MEMBER & IAR | D | yes | 03/2021 | Feb 19, 2021 | Mar 28, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Denver | Co | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $158M | $157M | 3 | 1 | 1 | n/a | n/a |
| 2024 | Mar 27, 2025 | $152M | $149M | 5 | 1 | 1 | n/a | n/a |
| 2023 | Mar 28, 2024 | $124M | $121M | 4 | 1 | 1 | n/a | n/a |
| 2022 | Mar 21, 2023 | $108M | $105M | 5 | 2 | 1 | n/a | n/a |
| 2021 | Mar 28, 2022 | $116M | $112M | 4 | 1 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $158M | $152M | 4.3% | $108M | 13.7% | 3 | 5 | 1 | 1 |