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M•••••• P•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

M•••••• P•••••• S••••

Advisor at T••••••••• R••••••••• A•••••••• L••

Evergreen, CO

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Search this name across graphsid dfx:ria:98784607-08f6-4714-dd89-74caefdd2631

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Apr 26, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• R••••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 5, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• R••••••••• A•••••••• L••	Bd affiliated wealth	Jun 4, 2024	n/a	yes	Evergreen, CO	Current employment
C•••• B••••••• I•••••••••	Former SEC adviser	Feb 1, 2023	Dec 31, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• B••••••• I•••••••••	T••••••••• R••••••••• A•••••••• L••	Dec 31, 2023	Jun 4, 2024	156	Firm change	RIA to ibd
S••	C•••• B••••••• I•••••••••	Feb 15, 2023

Relationships

Registered with (6)

→ T••••••••• R••••••••• A•••••••• L••Registered adviserregistration: current employment
Jun 4, 2024 to presentfactForm ADV
→ C•••• B••••••• I•••••••••Registered adviserregistration: previous registration
Feb 1, 2023 to Dec 31, 2023factForm ADV
→ SPCRegistered adviserregistration: previous registration
Sep 17, 2019 to Feb 15, 2023factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
M•••••• P•••••• S•••• left C•••• B••••••• I••••••••• for T••••••••• R••••••••• A•••••••• L•• (registered 2024-06-04)
Form ADVobserved 7 days ago
Occurred
Feb 15, 2023
Advisor changed firm
M•••••• P•••••• S•••• left Spc for C•••• B••••••• I••••••••• (registered 2023-02-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98784607-08f6-4714-dd89-74caefdd2631
First observed: Apr 26, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.