DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• P•••••• S••••

T••••••••• R••••••••• A•••••••• L••BD affiliatedEvergreen, Codual registrantIAPD 5237736

Feed of 09/14/2026

Also filed as Michael Stark

At current firm

2 y

since Jun 4, 2024

In the industry

16 y

since Mar 5, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••••••• R••••••••• A•••••••• L•• BD affiliated current
since Jun 4, 2024 · Evergreen, Co
C•••• B••••••• I••••••••• former
Feb 1, 2023 to Dec 31, 2023 · Evergreen, Co
S•• BD affiliated
Sep 17, 2019 to Feb 15, 2023 · Lone Tree, Co
W•••• F•••• A••••••• wirehouse
May 29, 2014 to Sep 19, 2019 · Greenwood Village, Co
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to Apr 10, 2014 · Aurora, Co
C•••• I••••••••• S••••••• C•••• former
Apr 26, 2010 to Oct 1, 2012 · Englewood, Co

Moves

a registration end followed by a registration begin elsewhere

C•••• B••••••• I••••••••• to T••••••••• R••••••••• A•••••••• L••
left Dec 31, 2023, registered Jun 4, 2024 (156 days) · RIA to affiliated broker-dealer or bank
S•• to C•••• B••••••• I•••••••••
left Feb 15, 2023, registered Feb 1, 2023 (-14 days) · Affiliated broker-dealer or bank to independent RIA
W•••• F•••• A••••••• to S••
left Sep 19, 2019, registered Sep 17, 2019 (-2 days) · Wirehouse to affiliated broker-dealer or bank
J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
left Apr 10, 2014, registered May 29, 2014 (49 days) · Wirehouse to wirehouse
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

Signals

M•••••• P•••••• S•••• left C•••• B••••••• I••••••••• for T••••••••• R••••••••• A•••••••• L•• (registered 2024-06-04)
Dec 31, 2023 · Advisor changed firm · fact
M•••••• P•••••• S•••• left Spc for C•••• B••••••• I••••••••• (registered 2023-02-01)
Feb 15, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address