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RIA / WealthAdvisor26 years in industry

TODD ROBERT DATHE

Advisor at ASPEN PRIVATE ADVISORS, LLC

Sioux Falls, SD

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 10, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASPEN PRIVATE ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 19, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65|S66
First exam: Jun 19, 2000
First registration: Dec 10, 2002
Dual registered: no
IAPD individual key: 4200005

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASPEN PRIVATE ADVISORS, LLC	Independent wealth	Aug 20, 2018	n/a	yes	Sioux Falls, SD	Current employment
LEVEL FOUR ADVISORY SERVICES	Bd affiliated wealth	May 13, 2015	Oct 2, 2018	no	SIOUX FALLS, SD\|DALLAS, TX	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	May 10, 2010	May 8, 2015	no	SIOUX FALLS, SD	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	May 6, 2010	no	SIOUX FALLS, SD	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Feb 20, 2007	Jan 1, 2008	no	SIOUX FALLS, SD\|SIOUX FALLS, SD\|ST. LOUIS, MO	Previous registration
DICE FINANCIAL INVESTMENT ADVISORY	Former SEC adviser	Dec 10, 2002	Jul 22, 2003	no	MITCHELL, SD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LEVEL FOUR ADVISORY SERVICES	ASPEN PRIVATE ADVISORS, LLC	Oct 2, 2018	Aug 20, 2018	-43	Firm change after gap	Ibd to new firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	LEVEL FOUR ADVISORY SERVICES	May 8, 2015	May 13, 2015	5	Firm change	Other
WELLS FARGO ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	May 6, 2010	May 10, 2010	4	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other
DICE FINANCIAL INVESTMENT ADVISORY	A. G. EDWARDS & SONS, INC.	Jul 22, 2003	Feb 20, 2007	1,309	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134086:297639:TX:2018-10-02	Oct 2, 2018	Aug 20, 2018	DALLAS, TX	Firm change after gap
149018:134086:SD:2015-05-08	May 8, 2015	May 13, 2015	SIOUX FALLS, SD	Firm change

Relationships

Registered with (6)

→ ASPEN PRIVATE ADVISORS, LLCRegistered adviserregistration: current employment
Aug 20, 2018 to presentfactForm ADV
→ LEVEL FOUR ADVISORY SERVICESRegistered adviserregistration: previous registration
May 13, 2015 to Oct 2, 2018factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
May 10, 2010 to May 8, 2015factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to May 6, 2010factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Feb 20, 2007 to Jan 1, 2008factForm ADV
→ DICE FINANCIAL INVESTMENT ADVISORYRegistered adviserregistration: previous registration
Dec 10, 2002 to Jul 22, 2003factForm ADV

Dated events

No dated event names this entity yet.