DFX Intelligence

T•• S•••• I••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM over $100B

T•• S•••• I••••••••• L•

CRD 137137

NEW YORK, NY

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Search this name across graphsid dfx:ria:989183ff-7308-9478-07a8-785ca7996b21

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 123
Dated events: 30
On other graphs: 2
Observed: Mar 30, 2012 to Mar 31, 2026
49 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

T•• S•••• I••••••••• L•

Intermediary · shared crd

Venture Capitalidentity

T•• S•••• I••••••••• L•

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.99 institutional_share=0.0 related_bd=true related_bank=true bd_reps=116.0
Regulatory AUM: $233B••• Locked
Discretionary RAUM: $233B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1,555

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•• S•••• A••••••• R••••• P••••••••• L••	Hedge Fund	$38B	Mar 31, 2026	602	Mar 30, 2012	reported	n/a
T•• S•••• S••••••• P••••••••• L••	Hedge Fund	$37B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••• M• S••••• R•••••••• T••••	Member	C	yes	01/2008	Mar 31, 2015	Aug 7, 2024
D•••• M• S••••• R•••••••• T••••	L•••••• PARTNER	C	yes	01/2008	Mar 31, 2015	Aug 7, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T•• S•••• A•••••••• L•	n/a	Former SEC adviser	$74B	N	yes	n/a
T•• S•••• V•••••••• L•	n/a	Former SEC adviser	$2.2B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	46	no
NEW YORK	NY	United States	36	no
PALM BEACH GARDENS	FL	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$233B	$110B	111.1%	$71B	48.7%	1,555	1,575	2	2

Relationships

showing 80 of 123

Affiliated with (9)

← T•••• L•Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ T•• S•••• A•••••••• L•Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ T•• S•••• I••••••• S••••••••• L•Registered adviserother investment adviser, bank, common control
factForm ADV
→ T•••• L•

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$122.5B
Occurred
Mar 31, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
$230M
Occurred
Mar 31, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
$1.7B
Occurred
Mar 31, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:989183ff-7308-9478-07a8-785ca7996b21
First observed: Mar 30, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.