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T•• S•••• A•••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 10b 100b

T•• S•••• A•••••••• L•

CRD 152254

NEW YORK, NY

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Search this name across graphsid dfx:ria:4b5a1434-39a4-1099-0824-31d43e39aa06

Data as of Jan 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 105
Dated events: 5
On other graphs: 0
Observed: Mar 30, 2012 to Jan 30, 2026
51 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $74B••• Locked
Discretionary RAUM: $74B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 101
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•• S•••• A••••••• R••••• P••••••••• L••	Hedge Fund	$28B	Mar 28, 2024	567	Mar 30, 2012	reported	n/a
T•• S•••• A••••••• R••••• M••••• F•••• L•••	Hedge Fund	$12B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••• M• S••••• R•••••••• T••••	Member	C	yes	01/2008	Mar 31, 2015	Mar 28, 2024
D•••• M• S••••• R•••••••• T••••	L•••••• PARTNER	C	yes	01/2008	Mar 31, 2015	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T•• S•••• I••••••••• L•	n/a	Asset manager	$233B	N	yes	n/a
T•• S•••• V•••••••• L•	n/a	Former SEC adviser	$2.2B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	20	no
PALM BEACH GARDENS	FL	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$74B	$74B	0.0%	$67B	3.2%	101	101	2	2

Relationships

showing 80 of 105

Affiliated with (9)

← T•••• L•Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← T•• S•••• I••••••••• L•Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← T•• S•••• V•••••••• L•Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← TWO S•••• R••• E•••••, LP

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 2, 2019
Control person joined
Mayberry Carter Lyons (Managing Director) appeared on Schedule A of T•• S•••• A•••••••• L•
Form ADVobserved 7 days ago
Occurred
Jan 2, 2019
Control person left
(Nmn) Nobel Gulati (Chief Executive Officer) no longer on Schedule A of T•• S•••• A•••••••• L• (listed 2018-12-03, absent 2019-01-02)
Form ADVobserved 7 days ago
Occurred
Mar 29, 2018
Regulatory AUM changed
T•• S•••• A•••••••• L• reported RAUM $70.2B, up 44% from $48.7B (2017-03-31 to 2018-03-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b5a1434-39a4-1099-0824-31d43e39aa06
First observed: Mar 30, 2012
Last observed: Jan 30, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.