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T•• S•••• R••• E•••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

T•• S•••• R••• E•••••• L•

CRD 324210

NEW YORK, NY

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Search this name across graphsid dfx:ria:6df82317-1116-1f55-5da4-c7118cf2e663

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 2
On other graphs: 0
Observed: Aug 12, 2024 to Mar 31, 2026
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $582MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $582M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••• M• S••••• R•••••••• T••••	Member	C	yes	01/2008	Aug 12, 2024	Sep 18, 2024
D•••• M• S••••• R•••••••• T••••	L•••••• PARTNER	C	yes	05/2020	Aug 12, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T•• S•••• I••••••••• L•	n/a	Asset manager	$233B	N	yes	n/a
T•• S•••• A•••••••• L•	n/a	Former SEC adviser	$74B	N	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$582M	$225M	158.5%	n/a	n/a	36	38	0	0

Relationships

Affiliated with (5)

→ T•• S•••• I••••••••• L•Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ T•• S•••• A•••••••• L•Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ T•• S•••• I••••••• S••••••••• L•Registered adviserother investment adviser, bank, common control
factForm ADV
→ T•••• L•Registered adviser

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
T•• S•••• R••• E•••••• L• reported RAUM $581.7M, up 159% from $225.0M (2025-11-07 to 2026-03-31)
Form ADVobserved 6 days ago
$357M
Occurred
Aug 12, 2024
First Form ADV filing
T•• S•••• R••• E•••••• L• filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6df82317-1116-1f55-5da4-c7118cf2e663
First observed: Aug 12, 2024
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.