DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••• F•••••••• G••••• L•••••
AKRON, OH | Troy, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••• F•••••••• G••••• L••••• | Independent wealth | Jan 7, 2019 | n/a | yes | Troy, MI|AKRON, OH | Current employment |
| L••• F•••••••• A••••••• | Former SEC adviser | Aug 7, 2015 | Dec 31, 2018 | no | TROY, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••• F•••••••• A••••••• | S•••••• F•••••••• G••••• L••••• | Dec 31, 2018 | Jan 7, 2019 | 7 | Firm change | RIA to RIA |
| J••• M••••• S••••••••• L•• | L••• F•••••••• A••••••• | Aug 12, 2015 | Aug 7, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105895:117756:MI:2018-12-31 | Dec 31, 2018 | Jan 7, 2019 | TROY, MI | Firm change |
| J••• M••••• S••••••••• L•• | Wirehouse | Jun 24, 2011 | Aug 12, 2015 | no | GROSSE POINTE, MI|Birmingham, MI|GROSSE POINTE, MI | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jan 5, 2006 | May 12, 2011 | no | BLOOMFIELD HILLS, MI|BLOOMFIELD HILLS, MI | Previous registration |
| -5 |
| Firm change |
| Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | J••• M••••• S••••••••• L•• | May 12, 2011 | Jun 24, 2011 | 43 | Firm change | Wirehouse to wirehouse |