RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• A•• M•••••••
- S•••••• F•••••••• G••••• L••••• independent RIA currentsince Jan 7, 2019 · Troy, Mi
- L••• F•••••••• A••••••• formerAug 7, 2015 to Dec 31, 2018 · Troy, Mi
- J••• M••••• S••••••••• L•• wirehouseJun 24, 2011 to Aug 12, 2015 · Grosse Pointe, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 5, 2006 to May 12, 2011 · Bloomfield Hills, Mi
- L••• F•••••••• A••••••• to S•••••• F•••••••• G••••• L•••••left Dec 31, 2018, registered Jan 7, 2019 (7 days) · RIA to RIA · moved with a team
- J••• M••••• S••••••••• L•• to L••• F•••••••• A•••••••left Aug 12, 2015, registered Aug 7, 2015 (-5 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left May 12, 2011, registered Jun 24, 2011 (43 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address