DFX Intelligence

J•••••• K••• O••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

J•••••• K••• O••••

Advisor at F••••• W••••• S••••••••• L••

NEWPORT BEACH, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Aug 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• W••••• S••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 22, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• W••••• S••••••••• L••	State registered	May 5, 2026	n/a	yes	NEWPORT BEACH, CA	Current employment
K••••• A•••••••• I•••	Bd affiliated wealth	Feb 9, 2024	May 1, 2026	no	Newport Beach, CA\|FT. LAUDERDALE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A•••••••• I•••	F••••• W••••• S••••••••• L••	May 1, 2026	May 5, 2026	4	Firm change	Ibd to state RIA
T•• P•••••• F•••••••• G••••• I•••	P•••••••	Dec 11, 2023	Oct 7, 2022

Relationships

Registered with (6)

→ F••••• W••••• S••••••••• L••Registered adviserregistration: current employment
May 5, 2026 to presentfactForm ADV
→ K••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 9, 2024 to May 1, 2026factForm ADV
→ T•• P•••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Dec 13, 2019 to Dec 11, 2023factForm ADV
→ P•••••• F•••••••• G••••• L••

Dated events

Occurred
May 1, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 11, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 11, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 11, 2023

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 15, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.