DFX Intelligence

R•••••• R••• V••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

R•••••• R••• V••••

Advisor at M••• C•••••• M••••••••• L••

MIAMI, FL

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Search this name across graphsid dfx:ria:98a86e74-c450-a76a-3156-9975a4a621f8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jul 19, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••• C•••••• M••••••••• L••	Independent wealth	Dec 16, 2024	n/a	yes	MIAMI, FL	Current employment
I••••••• A••••••• S•••••••• L••	Mixed wealth	Dec 14, 2023	Oct 10, 2024	no	MIAMI, FL\|MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••• A••••••• S•••••••• L••	M••• C•••••• M••••••••• L••	Oct 10, 2024	Dec 16, 2024	67	Firm change	Ibd to RIA
P•• M•••••• A•••••• S••••••••• I•••	P•• W••••• M•••••••••	Nov 30, 2023	Apr 27, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
110476:129052:FL:2023-11-30	Nov 30, 2023	Apr 27, 2023	MIAMI, FL	Firm change after gap

Relationships

Registered with (4)

→ M••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Dec 16, 2024 to presentfactForm ADV
→ I••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 14, 2023 to Oct 10, 2024factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Apr 27, 2023 to Nov 30, 2023factForm ADV
→ P•• M•••••• A•••••• S••••••••• I•••

Dated events

Occurred
Oct 10, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98a86e74-c450-a76a-3156-9975a4a621f8
First observed: Jul 19, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.