DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Roberto Ruiz Velez
Feed of 09/14/2026
At current firm
1 y
since Dec 16, 2024
In the industry
11 y
since Jan 1, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Mora Capital Management, LLC independent RIA currentsince Dec 16, 2024 · Miami, Fl
- Insigneo Advisory Services, LLC mixed wealthDec 14, 2023 to Oct 10, 2024 · Miami, Fl
- Pnc Wealth Management BD affiliatedApr 27, 2023 to Nov 30, 2023 · Miami, Fl
- Pnc Managed Account Solutions, Inc. formerJul 19, 2016 to Dec 31, 2021 · Miami, Fl
- Pnc Managed Account Solutions, Inc. formerJul 19, 2016 to Nov 30, 2023 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Insigneo Advisory Services, LLC to Mora Capital Management, LLCleft Oct 10, 2024, registered Dec 16, 2024 (67 days) · Affiliated broker-dealer or bank to independent RIA
- Pnc Managed Account Solutions, Inc. to Pnc Wealth Managementleft Nov 30, 2023, registered Apr 27, 2023 (-217 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Pnc Wealth Management to Insigneo Advisory Services, LLCleft Nov 30, 2023, registered Dec 14, 2023 (14 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Roberto Ruiz Velez left Insigneo Advisory Services, Llc for Mora Capital Management, Llc (registered 2024-12-16)Oct 10, 2024 · Advisor changed firm · fact
- Roberto Ruiz Velez left Pnc Wealth Management for Insigneo Advisory Services, Llc (registered 2023-12-14)Nov 30, 2023 · Advisor changed firm · fact
- Roberto Ruiz Velez left Pnc Managed Account Solutions, Inc. for Pnc Wealth Management (registered 2023-04-27)Nov 30, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address