DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
TOWSON, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Apr 3, 2026 | n/a | yes | TOWSON, MD | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Sep 30, 2016 | Jan 9, 2026 | no | CHARLOTTE, NC|COLUMBIA, MD|ANNAPOLIS, MD|GREENWOOD VILLAGE, CO|MCLEAN, VA|ST. LOUIS, MO|ANNAPOLIS, MD|BETHESDA, MD|ST. LOUIS, MO|BETHESDA, MD|RICHMOND, VA|MCLEAN, VA|COLUMBIA, MD|HUNT VALLEY, MD|NEWARK, DE|GREENVILLE, DE|HUNT VALLEY, MD|BEL AIR, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | C••••• I••••••••• A••••••• L•• | Jan 9, 2026 | Apr 3, 2026 | 84 | Firm change | Wirehouse to ibd |
| M•• F•••••••• S•••••••• I••• | W•••• F•••• A••••••• | Sep 2, 2016 | Sep 30, 2016 |
| Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Oct 2, 2015 | Sep 2, 2016 | no | ELKRIDGE, MD | Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Apr 25, 2006 | Sep 3, 2015 | no | BETHESDA, MD | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Aug 25, 2005 | Sep 3, 2015 | no | Potomac, MD|GLEN ALLEN, VA | Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Oct 20, 2004 | Dec 9, 2004 | no | NEW YORK, NY | Previous registration |
| Q•••• • R•••••• I••• | n/a | Dec 11, 2002 | Oct 20, 2004 | no | NEW YORK, NY | Previous registration |
| 28 |
| Firm change |
| Other |
| T• A••••••••• I••••••••• M••••••••• L•• | M•• F•••••••• S•••••••• I••• | Sep 3, 2015 | Oct 2, 2015 | 29 | Firm change | Other |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Sep 3, 2015 | Apr 25, 2006 | -3,418 | Channel change | Other |
| B••• O• A•••••• I••••••••• S•••••••• I••• | T• A••••••••• I••• | Dec 9, 2004 | Aug 25, 2005 | 259 | Firm change | Other |
| Q•••• • R•••••• I••• | B••• O• A•••••• I••••••••• S•••••••• I••• | Oct 20, 2004 | Oct 20, 2004 | 0 | Bulk transfer | Other |