RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D••• A•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Apr 3, 2026 · Towson, Md
- W•••• F•••• A••••••• wirehouseSep 30, 2016 to Jan 9, 2026 · Charlotte, Nc
- M•• F•••••••• S•••••••• I••• formerOct 2, 2015 to Sep 2, 2016 · Elkridge, Md
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 25, 2006 to Sep 3, 2015 · Bethesda, Md
- T• A••••••••• I••• formerAug 25, 2005 to Sep 3, 2015 · Potomac, Md
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 20, 2004 to Dec 9, 2004 · New York, Ny
- Q•••• • R•••••• I••• unclassifiedDec 11, 2002 to Oct 20, 2004 · New York, Ny
- W•••• F•••• A••••••• to C••••• I••••••••• A••••••• L••left Jan 9, 2026, registered Apr 3, 2026 (84 days) · Wirehouse to affiliated broker-dealer or bank
- M•• F•••••••• S•••••••• I••• to W•••• F•••• A•••••••left Sep 2, 2016, registered Sep 30, 2016 (28 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to M•• F•••••••• S•••••••• I•••left Sep 3, 2015, registered Oct 2, 2015 (29 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Sep 3, 2015, registered Apr 25, 2006 (-3418 days) · channel change inside one enterprise, not a move
- B••• O• A•••••• I••••••••• S•••••••• I••• to T• A••••••••• I•••left Dec 9, 2004, registered Aug 25, 2005 (259 days) · Other
- Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
- M•••••• D••• A••••• left W•••• F•••• A••••••• for C••••• I••••••••• A••••••• L•• (registered 2026-04-03)Jan 9, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address