Y•••• R•••••

Advisor at O•••••• C•••••••• A•••••••• L••

St. Augustine, FL | ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:98d14835-9a75-09b2-de10-b4b19632eea5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 13, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••• C•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 9, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••• C•••••••• A•••••••• L••	Independent wealth	Oct 16, 2025	n/a	yes	St. Augustine, FL\|ATLANTA, GA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jun 11, 2007	Sep 26, 2025	no	PENNINGTON, NJ\|ATLANTA, GA\|SHORT HILLS, NJ\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	O•••••• C•••••••• A•••••••• L••	Sep 26, 2025	Oct 16, 2025	20	Firm change	Wirehouse to RIA
N•• E•••••• S••••••••• C•••••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Mar 19, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:336837:NY:2025-09-24	Sep 26, 2025	Oct 16, 2025	NEW YORK, NY	Firm change

Relationships

Registered with (4)

→ O•••••• C•••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 16, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 11, 2007 to Sep 26, 2025factForm ADV
→ N•• E•••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Nov 20, 2006 to Mar 19, 2007factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Sep 26, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98d14835-9a75-09b2-de10-b4b19632eea5
First observed: Jun 13, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.