DFX Intelligence

L•••••• H••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

L•••••• H••• M•••••

Advisor at M••••••

TULSA, OK

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Search this name across graphsid dfx:ria:98d79f2a-50aa-ed73-c21c-0d9d449314c7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 24, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 22, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Sep 23, 2016	n/a	yes	TULSA, OK	Current employment
M•••••• W••••• A•••••••	Former SEC adviser	Jun 24, 2014	Jul 3, 2018	no	OVERLAND PARK, KS\|Tulsa, OK	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• W••••• A•••••••	M••••••	Jul 3, 2018	Sep 23, 2016	-648	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
107355:140195:OK:2018-07-03	Jul 3, 2018	Sep 23, 2016	TULSA, OK	Firm change after gap

Relationships

Registered with (2)

→ M••••••Registered adviserregistration: current employment
Sep 23, 2016 to presentfactForm ADV
→ M•••••• W••••• A•••••••Registered adviserregistration: previous registration
Jun 24, 2014 to Jul 3, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98d79f2a-50aa-ed73-c21c-0d9d449314c7
First observed: Jun 24, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.