DFX Intelligence

J•••• G••••• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

J•••• G••••• H••••••••

Advisor at H•••••••• W••••• A•• E••••• M•••••••••

West Dundee, IL

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Search this name across graphsid dfx:ria:98ff65c6-2b40-be7f-ae4f-6cc244c798ac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 21, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• W••••• A•• E••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 10, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• W••••• A•• E••••• M•••••••••	Independent wealth	Jan 1, 2026	n/a	yes	West Dundee, IL	Current employment
H••• I••••••••• P••••••• L••	Former SEC adviser	Jan 21, 2021	Aug 31, 2022	no	WEST DUNDEE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••• I••••••••• P••••••• L••	H•••••••• W••••• A•• E••••• M•••••••••	Aug 31, 2022	Jan 1, 2026	1,219	Firm change after gap	RIA to RIA
C••••• A••••••• L••	H••• I••••••••• P••••••• L••	Oct 12, 2017	Jan 21, 2021

Relationships

Registered with (6)

→ H•••••••• W••••• A•• E••••• M•••••••••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ H••• I••••••••• P••••••• L••Registered adviserregistration: previous registration
Jan 21, 2021 to Aug 31, 2022factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Oct 3, 2016 to Oct 12, 2017factForm ADV
→ I•••••••• C•••••• A•••••••

Dated events

Occurred
Aug 31, 2022
Advisor changed firm
J•••• G••••• H•••••••• left H••• I••••••••• P••••••• L•• for H•••••••• W••••• A•• E••••• M••••••••• (registered 2026-01-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98ff65c6-2b40-be7f-ae4f-6cc244c798ac
First observed: Jun 21, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.