RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• G••••• H••••••••
- H•••••••• W••••• A•• E••••• M••••••••• independent RIA currentsince Jan 1, 2026 · West Dundee, Il
- H••• I••••••••• P••••••• L•• formerJan 21, 2021 to Aug 31, 2022 · West Dundee, Il
- C••••• A••••••• L•• formerOct 3, 2016 to Oct 12, 2017 · West Dundee, Il
- I•••••••• C•••••• A••••••• formerJan 10, 2005 to Oct 3, 2016 · Tustin, Ca
- E•••••• P•••• A••••••• I••• unclassifiedMay 14, 2004 to Dec 31, 2004 · Lake In The Hills, Il
- R•• C•••••• M••••••• L•• national BDJun 21, 2002 to May 24, 2004 · Hoffman E•••••S, Il
- H••• I••••••••• P••••••• L•• to H•••••••• W••••• A•• E••••• M•••••••••left Aug 31, 2022, registered Jan 1, 2026 (1219 days) · RIA to RIA
- C••••• A••••••• L•• to H••• I••••••••• P••••••• L••left Oct 12, 2017, registered Jan 21, 2021 (1197 days) · Other
- I•••••••• C•••••• A••••••• to C••••• A••••••• L••left Oct 3, 2016, registered Oct 3, 2016 (0 days) · channel change inside one enterprise, not a move
- E•••••• P•••• A••••••• I••• to I•••••••• C•••••• A•••••••left Dec 31, 2004, registered Jan 10, 2005 (10 days) · corporate re-registration, not a move
- R•• C•••••• M••••••• L•• to E•••••• P•••• A••••••• I•••left May 24, 2004, registered May 14, 2004 (-10 days) · Other
- J•••• G••••• H•••••••• left H••• I••••••••• P••••••• L•• for H•••••••• W••••• A•• E••••• M••••••••• (registered 2026-01-01)Aug 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address