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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

AURORA WEALTH ADVISORS

SANDENA, INC., CRD 322947

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:98ffe12b-7d94-e7f3-6728-7f48738d2536

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 8
On other graphs: 0
Observed: Dec 12, 2022 to Mar 3, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $149MItem 5.F on the latest filing (2026-03-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $149M
Private client RAUM: $148MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 675
Individual clients: 220
High net worth clients: 67
Custody, client assets: $44.5M
SEC number: 801-127171
CRD: 322947
Filings on the tape: 18
First filed: Dec 12, 2022
Latest filed: Mar 3, 2026
Organised: Corporation, CA
Website: aurorawealth.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BURNETT, LEAH, CRYSTAL	MANAGING MEMBER	E	yes	11/2022	Dec 12, 2022	Jun 11, 2024
FARACA, NINA, ELAINE	CHIEF COMPLIANCE OFFICER	Na	yes	11/2022	Dec 12, 2022	Jun 11, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Pasadena	CA	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 3, 2026	$149M	$149M	7	2	0	n/a	n/a
2024	Mar 20, 2025	$134M	$134M	6	2	1	n/a	n/a
2023	Feb 29, 2024	$184M	$184M	9	4	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	3	-3	n/a	0	2	0	0	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$149M	$134M	11.1%	n/a	n/a	7	6	0	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
GLADSTONE WEALTH PARTNERS	2	Aug 11, 2026	Oct 14, 2025	SAN DIEGO, CA	Team lift out	RIA to ibd	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AMERIPRISE FINANCIAL SERVICES, LLC	3	Jan 18, 2023	Jan 16, 2023	SAN DIEGO, CA	Team lift out	Ibd to new firm	0.0%

Relationships

Registered with (4)

← LEAH CRYSTAL BURNETTAdvisorregistration: previous registration
Jan 12, 2023 to Aug 11, 2026factForm ADV
← Michael Anthony DelgadoAdvisorregistration: previous registration
Apr 7, 2025 to Aug 11, 2026factForm ADV
← CRISTINA M. JIMENEZAdvisorregistration: previous registration
Jan 16, 2023 to Nov 6, 2025factForm ADV
← JESSICA MARIE SIMMONSAdvisorregistration: previous registration
Jan 16, 2023 to Feb 28, 2024factForm ADV

Moved with (2)

→ GLADSTONE WEALTH PARTNERSRegistered adviser2 advisors, team lift out, same day
Aug 11, 2026 to Oct 14, 2025factForm ADV
← AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviser3 advisors, team lift out, same day
Jan 18, 2023 to Jan 16, 2023factForm ADV

Controls (2)

← BURNETT, LEAH, CRYSTALOwnerMANAGING MEMBER, ownership code E, individual
Dec 12, 2022 to Jun 11, 2024factForm ADV
← FARACA, NINA, ELAINEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 12, 2022 to Jun 11, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 11, 2026
Team lift-out
2 advisors left Aurora Wealth Advisors (San Diego, CA) for Gladstone Wealth Partners on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Aug 11, 2026
Advisor changed firm
Leah Crystal Burnett left Aurora Wealth Advisors for Gladstone Wealth Partners (registered 2025-10-14)
Form ADVobserved 4 days ago
Occurred
Aug 11, 2026
Advisor changed firm
Michael Anthony Delgado left Aurora Wealth Advisors for Gladstone Wealth Partners (registered 2025-10-14)
Form ADVobserved 4 days ago
Occurred
Nov 6, 2025
Advisor changed firm
Cristina M. Jimenez left Aurora Wealth Advisors for Gladstone Wealth Partners (registered 2025-10-14)
Form ADVobserved 4 days ago
Occurred
Feb 28, 2024
Advisor changed firm
Jessica Marie Simmons left Aurora Wealth Advisors for Tcp Asset Management, Llc (registered 2024-01-22)
Form ADVobserved 4 days ago
Occurred
Jan 18, 2023
Team lift-out
3 advisors left Ameriprise Financial Services, LLC (San Diego, CA) for Aurora Wealth Advisors on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Dec 12, 2022
First Form ADV filing
Aurora Wealth Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Sep 1, 2026
Aurora Wealth Advisors no longer on the SEC adviser roster (last listed 2026-08-03, RAUM $148.8M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98ffe12b-7d94-e7f3-6728-7f48738d2536
First observed: Dec 12, 2022
Last observed: Mar 3, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AURORA WEALTH ADVISORS

SANDENA, INC., CRD 322947

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:98ffe12b-7d94-e7f3-6728-7f48738d2536

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:43 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BURNETT, LEAH, CRYSTAL

MANAGING MEMBER

yes

11/2022

Dec 12, 2022

Jun 11, 2024

FARACA, NINA, ELAINE

CHIEF COMPLIANCE OFFICER

yes

11/2022

Dec 12, 2022

Jun 11, 2024

City

State

Country

Employees

Also broker-dealer

Pasadena

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 3, 2026

$149M

n/a

2024

Mar 20, 2025

$134M

n/a

2023

Feb 29, 2024

$184M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$149M

$134M

11.1%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

GLADSTONE WEALTH PARTNERS

Aug 11, 2026

Oct 14, 2025

SAN DIEGO, CA

Team lift out

RIA to ibd

100.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AMERIPRISE FINANCIAL SERVICES, LLC

Jan 18, 2023

Jan 16, 2023

SAN DIEGO, CA

Team lift out

Ibd to new firm

0.0%