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Advisor at TCP ASSET MANAGEMENT, LLC
UPPER ARLINGTON, OH | BELLEFONTAINE, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TCP ASSET MANAGEMENT, LLC | Independent wealth | Jan 22, 2024 | n/a | yes | BELLEFONTAINE, OH|UPPER ARLINGTON, OH | Current employment |
| AURORA WEALTH ADVISORS | Former SEC adviser | Jan 16, 2023 | Feb 28, 2024 | no | Bellefountaine, OH|SAN DIEGO, CA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Feb 14, 2012 | Jan 18, 2023 | no | SAN DIEGO, CA|Columbus, OH|PASADENA, CA|BELLEFONTAINE, OH|San Diego, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AURORA WEALTH ADVISORS | TCP ASSET MANAGEMENT, LLC | Feb 28, 2024 | Jan 22, 2024 | -37 | Firm change after gap | RIA to RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | AURORA WEALTH ADVISORS | Jan 18, 2023 | Jan 16, 2023 | -2 | Firm change | Ibd to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:322947:CA:2023-01-18 | Jan 18, 2023 | Jan 16, 2023 | SAN DIEGO, CA | Firm change |