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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

THOMAS REILLY RING

Advisor at MORGAN STANLEY

West Conshohocken, PA

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Search this name across graphsid dfx:ria:9905e596-895f-ce99-bc18-53c9495f957a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Nov 5, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 2, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 2, 2012
First registration: Nov 5, 2012
Dual registered: yes, broker-dealer
Other names: THOMAS REILLY RING|Tom Ring|THOMAS R RING
IAPD individual key: 5868782

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Sep 5, 2023	n/a	yes	West Conshohocken, PA	Current employment
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Feb 28, 2022	Sep 5, 2023	no	Berwyn, PA\|ARLINGTON, VA	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Jun 15, 2021	Feb 2, 2022	no	HUNTINGDON VALLEY, PA\|CONSHOHOCKEN, PA\|JENKINTOWN, PA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jul 13, 2018	Dec 31, 2020	no	Radnor, PA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jul 13, 2018	Jan 11, 2021	no	Radnor, PA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jun 19, 2014	Jan 31, 2017	no	PHILADELPHIA, PA	Previous registration
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Nov 5, 2012	Jun 13, 2014	no	PHILADELPHIA, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E*TRADE CAPITAL MANAGEMENT, LLC	MORGAN STANLEY	Sep 5, 2023	Sep 5, 2023	0	Bulk transfer	RIA to wirehouse
CITIZENS SECURITIES, INC.	E*TRADE CAPITAL MANAGEMENT, LLC	Feb 2, 2022	Feb 28, 2022	26	Firm change	Ibd to RIA
TD AMERITRADE, INC.	CITIZENS SECURITIES, INC.	Jan 11, 2021	Jun 15, 2021	155	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 31, 2020	Jul 13, 2018	-902	Bulk transfer	Other
STRATEGIC ADVISERS LLC	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jan 31, 2017	Jul 13, 2018	528	Firm change after gap	Ibd to RIA
JANNEY MONTGOMERY SCOTT LLC	STRATEGIC ADVISERS LLC	Jun 13, 2014	Jun 19, 2014	6	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7870:39550:PA:2021-01-11	Jan 11, 2021	Jun 15, 2021	RADNOR, PA	Firm change
104555:111514:PA:2017-01-31	Jan 31, 2017	Jul 13, 2018	PHILADELPHIA, PA	Firm change after gap

Relationships

Registered with (7)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Sep 5, 2023 to presentfactForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 28, 2022 to Sep 5, 2023factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Jun 15, 2021 to Feb 2, 2022factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jul 13, 2018 to Jan 11, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 13, 2018 to Dec 31, 2020factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jun 19, 2014 to Jan 31, 2017factForm ADV
→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: previous registration
Nov 5, 2012 to Jun 13, 2014factForm ADV

Dated events

Occurred
Feb 2, 2022
Advisor changed firm
Thomas Reilly Ring left Citizens Securities, Inc. for E*Trade Capital Management, Llc (registered 2022-02-28)
Form ADVobserved 5 days ago