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R••••• L• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

R••••• L• A•••••

Advisor at F•••• A••••••• N•••••••• L••

DOTHAN, AL

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Search this name across graphsid dfx:ria:990d4ccd-f442-384a-d618-90779a24f71a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 6, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• A••••••• N•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• A••••••• N•••••••• L••	Independent wealth	Mar 10, 2014	n/a	yes	DOTHAN, AL	Current employment
L•••••• C•••••• A•••••••• I•••	Former SEC adviser	Sep 17, 2009	May 15, 2014	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••• C•••••• A•••••••• I•••	F•••• A••••••• N•••••••• L••	May 15, 2014	Mar 10, 2014	-66	Firm change after gap	Other
A••••••• C•••••• M••••••••• L••	L•••••• C•••••• A•••••••• I•••	Sep 11, 2009

Relationships

Registered with (3)

→ F•••• A••••••• N•••••••• L••Registered adviserregistration: current employment
Mar 10, 2014 to presentfactForm ADV
→ L•••••• C•••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 17, 2009 to May 15, 2014factForm ADV
→ A••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 6, 2008 to Sep 11, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:990d4ccd-f442-384a-d618-90779a24f71a
First observed: Oct 6, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.