DFX Intelligence

R••••• C•••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

R••••• C•••• A•••••

Advisor at Q•••••• W••••• M••••••••• L••

FRISCO, TX

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Search this name across graphsid dfx:ria:990eba00-f77c-d34a-0646-ac327206dd31

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 30, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Q•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 28, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Q•••••• W••••• M••••••••• L••	Independent wealth	Oct 16, 2015	n/a	yes	FRISCO, TX	Current employment
A••••••• A•••• M••••••••• I•••	Mixed wealth	Jul 11, 2005	Mar 18, 2010	no	SAN DIEGO, CA\|BOERNE, TX\|SAN DIEGO, CA\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• A•••• M••••••••• I•••	Q•••••• W••••• M••••••••• L••	Mar 18, 2010	Oct 16, 2015	2,038	Firm change after gap	Other
C•••• I••••••••• S••••••• C••••	A••••••• A•••• M••••••••• I•••	Jul 13, 2005	Jul 11, 2005

Relationships

Registered with (4)

→ Q•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 16, 2015 to presentfactForm ADV
→ A••••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 11, 2005 to Mar 18, 2010factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Jul 6, 2005 to Jul 13, 2005factForm ADV
→ B••• O•• S••••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:990eba00-f77c-d34a-0646-ac327206dd31
First observed: Sep 30, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.