DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Robert Cecil Alston

Quadcap Wealth Management, LLCindependent RIAFrisco, TxIA-onlyIAPD 2480962

Feed of 09/14/2026

Also filed as R Cecil Alston

At current firm

10 y

since Oct 16, 2015

In the industry

31 y

since Oct 28, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Partner & Director of Asset Allocationreportedquadcapwm.comfirm site, Sep 15, 2026
Direct business phone: 469-557-4521reportedquadcapwm.comfirm site, Sep 15, 2026
Professional profile: quadcapwm.com/team/rob-c-alston-jrreportedquadcapwm.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Quadcap Wealth Management, LLC independent RIA current
since Oct 16, 2015 · Frisco, Tx
Advisors Asset Management, Inc. mixed wealth
Jul 11, 2005 to Mar 18, 2010 · San Diego, Ca
Chase Investment Services Corp. former
Jul 6, 2005 to Jul 13, 2005 · Chicago, Il
Banc One Securities Corporation unclassified
Sep 30, 2002 to Jul 6, 2005 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

Advisors Asset Management, Inc. to Quadcap Wealth Management, LLC
left Mar 18, 2010, registered Oct 16, 2015 (2038 days) · Other
Chase Investment Services Corp. to Advisors Asset Management, Inc.
left Jul 13, 2005, registered Jul 11, 2005 (-2 days) · Other
Banc One Securities Corporation to Chase Investment Services Corp.
left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address