DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••• G•••• C•••••• M••••••••• L••
Latest filing Jun 16, 2026
First filing on the tape Apr 14, 2025 · 9 filings
SEC status approved since May 14, 2025
RAUM
$286M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$286M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$95.3M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$286M as of Jun 16, 2026
Apr 14, 2025$0 then
HNW client RAUM$130M as of Jun 16, 2026
Apr 14, 2025$0 then
State-registered IARs (5.B.3)3 as of Jun 16, 2026
Apr 14, 20252 then
Employees (5.A)5 as of Jun 16, 2026
Apr 14, 20254 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 2 to 3offices 0 to 2
Practice profile
derived from the filing of Jun 16, 2026; every figure names its basis
Archetypes, each a printed rule
- i••••••••• boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $95.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 277derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $165,710derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$156M55%
- High-net-worth individuals$130M45%
- Individual clients
- 714reported
- HNW clients
- 116reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,725reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E•••••• F••••• | Reno, Nv | Aug 4, 2025 | 11 y | 0 |
| J•••• E•••••• G••••Certified Financial Planner | Reno, Nv | Aug 4, 2025 | 13 y | 1 |
| J•• G•••••• S•••••• | Reno, Nv | Aug 5, 2025 | 32 y | 7 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•• G•••••• S•••••• from I••••••••• F•••••••• G••••• L••Aug 5, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- J•••• E•••••• G•••• from I••••••••• F•••••••• G••••• L••Aug 4, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from I••••••••• F•••••••• G••••• L••Aug 6, 2025 · Stateline, Nv
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••• J••••• E•••••• · Coo, Partnercontrolsince 08/2024 · owns 25% to 50%
- S••••••• J••• G•••••• · Ceocontrolsince 08/2024 · owns 50% to 75%
- F••••••• J•••••••• · Ccosince 05/2026 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Reno, Nv · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Jun 16, 2026private clients per advisor of 276.7 against a peer median of 57.3 (3076 comparable advisers, 99.0th percentile, 6.3 robust deviations)peers: WEALTH_I•••••••••, $100M to $500M (3,076) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 1,222 to 1,725Feb 23, 2026 to Mar 21, 2026
- HNW clients · 66 to 116Feb 23, 2026 to Mar 21, 2026
- Individual clients · 614 to 714Feb 23, 2026 to Mar 21, 2026
- Employees · 4 to 5Feb 23, 2026 to Mar 21, 2026
- Discretionary RAUM · $238M to $286MFeb 23, 2026 to Mar 21, 2026
- HNW RAUM · $115M to $130MFeb 23, 2026 to Mar 21, 2026
- Individual RAUM · $129M to $156MFeb 23, 2026 to Mar 21, 2026
- Non-discretionary RAUM · $6.7M to $0Feb 23, 2026 to Mar 21, 2026
- RAUM · $245M to $286MFeb 23, 2026 to Mar 21, 2026
- Accounts · 460 to 1,222Aug 22, 2025 to Oct 7, 2025
- Advisory employees · 2 to 3Aug 22, 2025 to Oct 7, 2025
- HNW clients · 65 to 66Aug 22, 2025 to Oct 7, 2025
- Individual clients · 193 to 614Aug 22, 2025 to Oct 7, 2025
- Financial planning clients · 0 to 0Aug 22, 2025 to Oct 7, 2025
- State-registered IARs · 2 to 3Aug 22, 2025 to Oct 7, 2025
- Discretionary RAUM · $123M to $238MAug 22, 2025 to Oct 7, 2025
- HNW RAUM · $72.4M to $115MAug 22, 2025 to Oct 7, 2025
- Individual RAUM · $51.3M to $129MAug 22, 2025 to Oct 7, 2025
- Non-discretionary RAUM · $863,259 to $6.7MAug 22, 2025 to Oct 7, 2025
- RAUM · $124M to $245MAug 22, 2025 to Oct 7, 2025
- Accounts · 0 to 460Jul 17, 2025 to Aug 22, 2025
- HNW clients · unset to 65.0Jul 17, 2025 to Aug 22, 2025
- Individual clients · unset to 193.0Jul 17, 2025 to Aug 22, 2025
- Discretionary RAUM · $0 to $123MJul 17, 2025 to Aug 22, 2025
- HNW RAUM · $0 to $72.4MJul 17, 2025 to Aug 22, 2025
- Individual RAUM · $0 to $51.3MJul 17, 2025 to Aug 22, 2025
- Non-discretionary RAUM · $0 to $863,259Jul 17, 2025 to Aug 22, 2025
- RAUM · $0 to $124MJul 17, 2025 to Aug 22, 2025
- Other offices · 0 to 2Apr 14, 2025 to Jul 17, 2025
Signals
2 dated events
- S•••••• G•••• C•••••• M••••••••• L•• reported RAUM $245.0M, up 98% from $123.6M (2025-08-22 to 2025-10-07)Oct 7, 2025 · RAUM change · derived
- 2 advisors left I••••••••• F•••••••• G••••• L•• (Stateline, NV) for S•••••• G•••• C•••••• M••••••••• L•• on the same dayAug 6, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- office@sanchezgaunt.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- ashley@sanchezgaunt.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- jon@sanchezgaunt.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- sadie@sanchezgaunt.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 775-800-1801reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 775-800-1802reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- sanchezgaunt.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 775-800-1801reportedpublic record, Form ADV, Jun 16, 2026
- Contact form
- sanchezgaunt.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- sanchezgaunt.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $95.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026