DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•• P•••••• W••••• M••••••••• ••••••••• C••••
MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•• P•••••• W••••• M••••••••• ••••••••• C•••• | Mixed wealth | Jan 24, 2024 | n/a | yes | MIAMI, FL | Current employment |
| X• A••••••• U•• I••• | Other adviser | Jul 19, 2021 | Aug 22, 2023 | no | MIAMI, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| X• A••••••• U•• I••• | E•• P•••••• W••••• M••••••••• ••••••••• C•••• | Aug 22, 2023 | Jan 24, 2024 | 155 | Firm change | Other |
| J••• M••••• S••••••••• L•• | X• A••••••• U•• I••• | May 18, 2021 | Jul 19, 2021 |
| J••• M••••• S••••••••• L•• | Wirehouse | Aug 23, 2016 | May 18, 2021 | no | Jersey City, NJ|New York, NY | Previous registration |
| M••••• S•••••• | Wirehouse | May 26, 2016 | Aug 15, 2016 | no | Miami, FL | Previous registration |
| E•• C•••••• A••••••• I••• | Former SEC adviser | Sep 16, 2015 | May 27, 2016 | no | MIAMI, FL | Previous registration |
| 62 |
| Firm change |
| Other |
| M••••• S•••••• | J••• M••••• S••••••••• L•• | Aug 15, 2016 | Aug 23, 2016 | 8 | Firm change | Wirehouse to wirehouse |
| E•• C•••••• A••••••• I••• | M••••• S•••••• | May 27, 2016 | May 26, 2016 | -1 | Firm change | Other |