DFX Intelligence

J•••••• W•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

J•••••• W•••••• M•••••

Advisor at S••• C•••••• A•••••••• L••

Sioux Falls, SD | SIOUX FALLS, SD

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Search this name across graphsid dfx:ria:99395766-3246-ad7b-8e96-579ecb17a21f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 14, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••• C•••••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Aug 8, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••• C•••••• A•••••••• L••	Mixed wealth	Jan 6, 2014	n/a	yes	SIOUX FALLS, SD\|Sioux Falls, SD	Current employment
M••••• C•••••• A•••••••• L••	Former SEC adviser	Jan 8, 2014	Feb 27, 2014	no	SIOUX FALLS, SD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• C•••••• A•••••••• L••	n/a	Feb 27, 2014	n/a	n/a	Departure no registered destination	Departure
M••••• C•••••• M••••••••• I•••	S••• C•••••• A•••••••• L••	Dec 31, 2013	Jan 6, 2014	6

Relationships

Registered with (3)

→ S••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Jan 6, 2014 to presentfactForm ADV
→ M••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 8, 2014 to Feb 27, 2014factForm ADV
→ M••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 14, 2004 to Dec 31, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99395766-3246-ad7b-8e96-579ecb17a21f
First observed: Jan 14, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.