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CRD 167861
LA JOLLA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| MALONE, JEFFREY, WILLIAM | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | yes | 05/2013 | May 28, 2013 | Nov 12, 2013 |
| SAGE CAPITAL ADVISORS, LLC | Member | Na | yes | 05/2013 | May 28, 2013 | Nov 12, 2013 |
| DJ BLAIR | Member | C | no | 02/2007 | Jun 10, 2013 | Nov 12, 2013 |
| SAGE ONE LTD | Member | C | no | 02/2007 | Jun 10, 2013 | Nov 12, 2013 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SAGE CAPITAL ADVISORS, LLC | n/a | Mixed wealth | $630M | N | yes | n/a |