This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MML INVESTORS SERVICES, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Feb 14, 2020

First registration

Mar 12, 2020

Dual registered

yes, broker-dealer

Other names

William Rosen|William Chappell Rosen

IAPD individual key

7233446

• Occurred

  Mar 25, 2026
  Advisor changed firm

  William Rosen left Fefa Financial for Mml Investors Services, Llc (registered 2026-06-15)

  Form ADVobserved 6 days ago
• Occurred

  Feb 19, 2024
  Advisor changed firm

  William Rosen left Ae Wealth Management, Llc for Fefa Financial (registered 2023-05-31)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:994849b4-4def-96e7-95d2-60170f516a68

First observed

Mar 12, 2020

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.