RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• R••••
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Jun 15, 2026 · Mechanicsburg, Pa
- F••• F•••••••• independent RIAMay 31, 2023 to Mar 25, 2026 · Newburyport, Ma
- A• W••••• M••••••••• L•• BD affiliatedMar 12, 2020 to Feb 19, 2024 · Boston, Ma
- F••• F•••••••• to M•• I•••••••• S•••••••• L••left Mar 25, 2026, registered Jun 15, 2026 (82 days) · RIA to affiliated broker-dealer or bank
- A• W••••• M••••••••• L•• to F••• F••••••••left Feb 19, 2024, registered May 31, 2023 (-264 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- W•••••• R•••• left F••• F•••••••• for M•• I•••••••• S•••••••• L•• (registered 2026-06-15)Mar 25, 2026 · Advisor changed firm · fact
- W•••••• R•••• left A• W••••• M••••••••• L•• for F••• F•••••••• (registered 2023-05-31)Feb 19, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address