DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•••••• F•••••••• E••••••
SAN ANTONIO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••• F•••••••• E•••••• | Independent wealth | Nov 30, 2016 | n/a | yes | SAN ANTONIO, TX | Current employment |
| F•••••••• E•••••• A•••••• C•••••• L•• | Former SEC adviser | Jul 1, 2013 | Nov 30, 2016 | no | OVERLAND PARK, KS|SAN ANTONIO, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• E•••••• A•••••• C•••••• L•• | E•••••• F•••••••• E•••••• | Nov 30, 2016 | Nov 30, 2016 | 0 | Bulk transfer | Other |
| T•• M••••• F••• S•••• | F•••••••• E•••••• A•••••• C•••••• L•• | Jul 1, 2013 | Jul 1, 2013 |
| T•• M••••• F••• S•••• | Former SEC adviser | Jan 13, 2006 | Jul 1, 2013 | no | SAN ANTONIO, TX | Previous registration |
| U••• F•••••••• P••••••• S••••••• | Former SEC adviser | Feb 4, 1999 | Dec 16, 2003 | no | SAN ANTONIO, TX | Previous registration |
| 0 |
| Firm change |
| Other |
| U••• F•••••••• P••••••• S••••••• | T•• M••••• F••• S•••• | Dec 16, 2003 | Jan 13, 2006 | 759 | Firm change after gap | Other |