DFX Intelligence

W•••••• P•••••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

W•••••• P•••••• T••••

Advisor at L•• F•••••••• L••

MEDIA, PA

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Search this name across graphsid dfx:ria:9993eb8a-7edb-409c-3526-b3272ba54c4b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 24, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 3, 2022	n/a	yes	MEDIA, PA	Current employment
I••••••••• S••••• H•••••••• L••	Independent wealth	Jan 17, 2020	Mar 7, 2022	no	KING OF PRUSSIA, PA\|Media, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• S••••• H•••••••• L••	L•• F•••••••• L••	Mar 7, 2022	Mar 3, 2022	-4	Firm change	RIA to ibd
P•••••• A•••••• G••••• L••	I••••••••• S••••• H•••••••• L••	Jan 14, 2020	Jan 17, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
155216:300139:PA:2020-01-14	Jan 14, 2020	Jan 17, 2020	MEDIA, PA	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 3, 2022 to presentfactForm ADV
→ I••••••••• S••••• H•••••••• L••Registered adviserregistration: previous registration
Jan 17, 2020 to Mar 7, 2022factForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Oct 29, 2013 to Jan 14, 2020factForm ADV
→ E•• F•••••••• A•••••••

Dated events

Occurred
Mar 7, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9993eb8a-7edb-409c-3526-b3272ba54c4b
First observed: Aug 24, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.