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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

David Anthony Cervantes

Advisor at NATIONWIDE INVESTMENT ADVISORS, LLC

COLUMBUS, OH

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Search this name across graphsid dfx:ria:999ce96b-5a4c-03a5-b00e-4e5d18681ed2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 22, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NATIONWIDE INVESTMENT ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 9, 2017
First registration: Nov 22, 2017
Dual registered: yes, broker-dealer
Other names: David Cervantes
IAPD individual key: 6801051

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NATIONWIDE INVESTMENT ADVISORS, LLC	Bd affiliated wealth	Aug 11, 2023	n/a	yes	COLUMBUS, OH	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Feb 1, 2022	Mar 28, 2023	no	Lincoln, NE	Previous registration
MORGAN STANLEY	Wirehouse	Mar 20, 2018	Oct 15, 2021	no	LINCOLN, NE	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Nov 22, 2017	Mar 1, 2018	no	OMAHA, NE\|Lincoln, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	NATIONWIDE INVESTMENT ADVISORS, LLC	Mar 28, 2023	Aug 11, 2023	136	Firm change	Ibd to ibd
MORGAN STANLEY	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 15, 2021	Feb 1, 2022	109	Firm change	Wirehouse to ibd
THRIVENT INVESTMENT MANAGEMENT INC.	MORGAN STANLEY	Mar 1, 2018	Mar 20, 2018	19	Firm change	Other

Relationships

Registered with (4)

→ NATIONWIDE INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Aug 11, 2023 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Feb 1, 2022 to Mar 28, 2023factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Mar 20, 2018 to Oct 15, 2021factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Nov 22, 2017 to Mar 1, 2018factForm ADV

Dated events

Occurred
Mar 28, 2023
Advisor changed firm
David Anthony Cervantes left Ameriprise Financial Services, Llc for Nationwide Investment Advisors, Llc (registered 2023-08-11)
Form ADVobserved 6 days ago