DFX Intelligence

K•••• G••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

K•••• G••• C••••••

Advisor at L•• F•••••••• L••

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:99a44864-ae71-1025-61f9-bc7301e40844

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Mar 19, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 16, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 1, 2024	n/a	yes	SAN ANTONIO, TX	Current employment
K•••• C•••••• I••••••••• L••	n/a	May 7, 2013	Dec 31, 2024	no	SAN ANTONIO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••• W••••• M••••••••• L••	K•••• C•••••• I••••••••• L••	Dec 31, 2024	May 7, 2013	-4,256	Firm change after gap	Other
K•••• C•••••• I••••••••• L••	L•• F•••••••• L••	Dec 31, 2024	Aug 1, 2024

Relationships

Registered with (7)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 1, 2024 to presentfactForm ADV
→ S••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 28, 2013 to Dec 31, 2024factForm ADV
→ K•••• C•••••• I••••••••• L••Registered adviserregistration: previous registration
May 7, 2013 to Dec 31, 2024factForm ADV
→ A•••• A•••• A•••••••Registered adviserregistration: previous registration

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 31, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99a44864-ae71-1025-61f9-bc7301e40844
First observed: Mar 19, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.