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Advisor at SANTANDER SECURITIES
Gloucester, MA | Boston, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SANTANDER SECURITIES | Bd affiliated wealth | May 14, 2018 | n/a | yes | Boston, MA|Gloucester, MA | Current employment |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Nov 15, 2016 | Sep 28, 2017 | no | SAN DIEGO, CA|MEDFORD, MA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 5, 2013 | Feb 11, 2016 | no | BOSTON, MA|BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUSO FINANCIAL SERVICES, L.P. | SANTANDER SECURITIES | Sep 28, 2017 | May 14, 2018 | 228 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CUSO FINANCIAL SERVICES, L.P. | Feb 11, 2016 | Nov 15, 2016 | 278 | Firm change | Other |