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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Kevin Spence

Advisor at EMPOWER ADVISORY GROUP, LLC

Concord, NC | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:99f3bf91-976e-2228-fecc-125db6629f70

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 6, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPOWER ADVISORY GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 21, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 21, 2000
First registration: Jul 6, 2004
Dual registered: yes, broker-dealer
Other names: Kevin Dion Spence|Kevin Spence
IAPD individual key: 3172600

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Jun 15, 2026	n/a	yes	GREENWOOD VILLAGE, CO\|Concord, NC	Current employment
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Dec 3, 2020	May 29, 2026	no	CHARLOTTE, NC\|Richmond, VA\|CHARLOTTE, NC\|Concord, NC	Previous registration
CARY STREET PARTNERS	Bd affiliated wealth	Feb 9, 2018	Nov 2, 2020	no	RICHMOND, VA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Dec 14, 2010	Dec 7, 2015	no	CHARLOTTE, NC\|ST. LOUIS, MO\|CHARLOTTE, NC\|CAPE CARTERET, NC\|CHARLOTTE, NC\|CHARLOTTE, NC\|ST. LOUIS, MO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 22, 2008	Dec 23, 2010	no	ST. LOUIS, MO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 6, 2004	May 22, 2008	no	GLEN ALLEN, VA\|RICHMOND, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVICE AND PLANNING SERVICES	EMPOWER ADVISORY GROUP, LLC	May 29, 2026	Jun 15, 2026	17	Firm change	Ibd to ibd
CARY STREET PARTNERS	ADVICE AND PLANNING SERVICES	Nov 2, 2020	Dec 3, 2020	31	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	CARY STREET PARTNERS	Dec 7, 2015	Feb 9, 2018	795	Firm change after gap	Other
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Dec 23, 2010	Dec 14, 2010	-9	Channel change	Wirehouse to wirehouse
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	May 22, 2008	May 22, 2008	0	Channel change	Wirehouse to wirehouse

Relationships

Registered with (5)

→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Jun 15, 2026 to presentfactForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Dec 3, 2020 to May 29, 2026factForm ADV
→ CARY STREET PARTNERSRegistered adviserregistration: previous registration
Feb 9, 2018 to Nov 2, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 14, 2010 to Dec 7, 2015factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 22, 2008 to Dec 23, 2010factForm ADV

Dated events

Occurred
May 29, 2026
Advisor changed firm
Kevin Spence left Advice And Planning Services for Empower Advisory Group, Llc (registered 2026-06-15)
Form ADVobserved 5 days ago