DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kevin Spence

Empower Advisory Group, LLCBD affiliatedConcord, Nc dual registrantIAPD 3172600

Feed of 09/15/2026

Also filed as Kevin Dion Spence

At current firm

0 y

since Jun 15, 2026

In the industry

26 y

since Mar 21, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Empower Advisory Group, LLC BD affiliated current
since Jun 15, 2026 · Greenwood Village, Co
Advice And Planning Services BD affiliated
Dec 3, 2020 to May 29, 2026 · Charlotte, Nc
Cary Street Partners BD affiliated
Feb 9, 2018 to Nov 2, 2020 · Richmond, Va
Wells Fargo Advisors wirehouse
Dec 14, 2010 to Dec 7, 2015 · Charlotte, Nc
Wells Fargo Advisors wirehouse
May 22, 2008 to Dec 23, 2010 · St. Louis, Mo
Wells Fargo Advisors wirehouse
Jul 6, 2004 to May 22, 2008 · Glen Allen, Va

Moves

a registration end followed by a registration begin elsewhere

Advice And Planning Services to Empower Advisory Group, LLC
left May 29, 2026, registered Jun 15, 2026 (17 days) · Affiliated broker-dealer or bank to another
Cary Street Partners to Advice And Planning Services
left Nov 2, 2020, registered Dec 3, 2020 (31 days) · Affiliated broker-dealer or bank to another
Wells Fargo Advisors to Cary Street Partners
left Dec 7, 2015, registered Feb 9, 2018 (795 days) · Other
Wells Fargo Advisors to Wells Fargo Advisors
left Dec 23, 2010, registered Dec 14, 2010 (-9 days) · channel change inside one enterprise, not a move
Wells Fargo Advisors to Wells Fargo Advisors
left May 22, 2008, registered May 22, 2008 (0 days) · channel change inside one enterprise, not a move

Signals

Kevin Spence left Advice And Planning Services for Empower Advisory Group, Llc (registered 2026-06-15)
May 29, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address