DFX Intelligence

K•••••• N••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

K•••••• N••••• W••••••

Advisor at C•••••• M•••••• I•• L••

GREENSBORO, NC | ARLINGTON, TX

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Search this name across graphsid dfx:ria:9a18e6ce-ad89-92b8-f741-35ce24d3c27d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 29, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• M•••••• I•• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 29, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• S•••••••• I•••	Independent wealth	Jan 7, 2026	n/a	yes	GREENSBORO, NC\|ARLINGTON, TX\|GREENSBORO, NC	Current employment
C•••••• M•••••• I•• L••	Independent wealth	Nov 14, 2005	n/a	yes	ARLINGTON, TX	Current employment

Relationships

Registered with (2)

→ I••••••••• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
Jan 7, 2026 to presentfactForm ADV
→ C•••••• M•••••• I•• L••Registered adviserregistration: current employment
Nov 14, 2005 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a18e6ce-ad89-92b8-f741-35ce24d3c27d
First observed: Sep 29, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.