DFX Intelligence
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Reading the graph
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Advisor at R•• C••••••• L••
MARIETTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•• C••••••• L•• | State registered | Dec 7, 2016 | n/a | yes | MARIETTA, GA | Current employment |
| K•••• M••••••••• | Former SEC adviser | Nov 21, 2011 | Dec 5, 2016 | no | ALPHARETTA, GA|PONTE VEDRA BEACH, FL|MARIETTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K•••• M••••••••• | R•• C••••••• L•• | Dec 5, 2016 | Dec 7, 2016 | 2 | Firm change | Other |
| N•• A•••••• S•••••••• L•• | K•••• M••••••••• | Dec 6, 2011 | Nov 21, 2011 |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | Oct 14, 2010 | Dec 6, 2011 | no | ALPHARETTA, GA | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jan 1, 2008 | Jul 23, 2008 | no | DULUTH, GA | Previous registration |
| A• G• E•••••• • S•••• I••• | n/a | May 8, 2003 | Jan 1, 2008 | no | DULUTH, GA|DULUTH, GA|ST. LOUIS, MO | Previous registration |
| Firm change |
| Other |
| W•••• F•••• A••••••• | N•• A•••••• S•••••••• L•• | Jul 23, 2008 | Oct 14, 2010 | 813 | Firm change after gap | Other |
| A• G• E•••••• • S•••• I••• | W•••• F•••• A••••••• | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |