RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• T••••• D•••••
- R•• C••••••• L•• state registered currentsince Dec 7, 2016 · Marietta, Ga
- K•••• M••••••••• formerNov 21, 2011 to Dec 5, 2016 · Alpharetta, Ga
- N•• A•••••• S•••••••• L•• formerOct 14, 2010 to Dec 6, 2011 · Alpharetta, Ga
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Jul 23, 2008 · Duluth, Ga
- A• G• E•••••• • S•••• I••• unclassifiedMay 8, 2003 to Jan 1, 2008 · Duluth, Ga
- K•••• M••••••••• to R•• C••••••• L••left Dec 5, 2016, registered Dec 7, 2016 (2 days) · Other
- N•• A•••••• S•••••••• L•• to K•••• M•••••••••left Dec 6, 2011, registered Nov 21, 2011 (-15 days) · Other
- W•••• F•••• A••••••• to N•• A•••••• S•••••••• L••left Jul 23, 2008, registered Oct 14, 2010 (813 days) · Other
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address